News
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February 6, 2017
MFDF Webinar: Current Developments in Investment Company Litigation Learn more -
February 2, 2017
White in Speech Outlines Priorities for Successor; Trump Order Puts Reins on New Regulation Learn more -
February 1, 2017
FSB Makes Policy Recommendations on Structural Vulnerabilities in Global Asset Management Industry Learn more -
January 31, 2017
MFDF Webinar: SEC Decisions on Revenue Sharing Disclosure - Possible Implications Learn more -
January 30, 2017
SEC Permits Stripped-Down Share Class Arrangements Prompted by Fiduciary Rule Learn more -
January 26, 2017
SEC Sanctions BlackRock for Use of Agreements that Barred Employees from Obtaining Whistleblower Awards Learn more -
January 25, 2017
SEC Announces 2017 Examination Priorities Learn more -
January 24, 2017
Possible Six-Month Delay for Fiduciary Rule; DOL Makes Concessions for Certain Annuity Sellers Learn more -
January 23, 2017
Federal Reserve Staff Paper Says Volcker Rule Contributed to Market Illiquidity Learn more -
January 19, 2017
FINRA Releases Exam Priorities Letter for 2017 Learn more -
January 18, 2017
ETFs See Record Inflows in 2016 Learn more -
January 17, 2017
SEC Launches Exam Initiative Targeting Advisers with Multiple Branches Learn more -
January 16, 2017
Piwowar Says Dodd-Frank Measures on Back Burner; Lawmakers Introduce Bills Aimed at Fiduciary Rule, SEC Rulemaking Learn more -
January 12, 2017
CFTC Chairman Timothy Massad Announces Resignation; Says Swaps Reforms "Made Sense" Learn more -
January 11, 2017
Financial Services Agency Revises New York Cybersecurity Regulation, Delays Effective Date Learn more -
January 10, 2017
Annual Survey of S&P 500 Boards Notes Trends in Retirement, Governance, Compensation and other Board Practices Learn more -
January 9, 2017
Appeals Court Rules SEC Administrative Law Judge Hiring Process Violates Constitution Learn more -
January 5, 2017
M&A Lawyer with Strong Wall Street Background Nominated to Lead SEC Learn more -
January 4, 2017
FINRA Sanctions 12 Firms for Failing to Protect Records from Alteration Learn more -
January 3, 2017
High-Speed Trading Firm Urges SEC to Address "Error-Prone" Trading Infrastructure for ETFs Learn more