News
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March 28, 2018
Court Deals Blow to Fiduciary Rule; State Treasurers Urge SEC to Keep Rule's Standards Learn more -
March 27, 2018
SEC in Split Vote Pulls Back on Liquidity Rule Reporting Requirements; Peirce Challenges Bucketing Requirement Learn more -
March 26, 2018
IM Director Says Division is Updating Valuation Guidance for Boards Learn more -
March 20, 2018
Legislators Press FINRA, SEC Unit for Data on Sexual Harassment; Investors Also Raise Concerns Learn more -
March 19, 2018
Fed, Treasury to Publish LIBOR Alternatives; Transition Challenges Expected Learn more -
March 15, 2018
BlackRock Filing Cites Criticism of Index Investing as a Primary Risk Learn more -
March 14, 2018
Commissioners, Industry Point to Limits in Latest SEC Cyber Security Guidance Learn more -
March 13, 2018
Whistleblower Decision May Hold Mixed Outcomes for Firms Learn more -
March 12, 2018
MFDF Webinar: Evaluated Bond Pricing - A New Paradigm? Learn more -
March 8, 2018
Commissioner Stein Sounds Warning on Complex Investment Products Learn more -
March 7, 2018
DST Research Finds Firms' AUM, Margins Surged in 4Q of 2017 Learn more -
March 6, 2018
MFDF Webinar: 2018 Update on Fund Auditing and Accounting Learn more -
March 5, 2018
Some Board Responsibilities Under Liquidity Rule Delayed Learn more -
March 1, 2018
SEC Urges Advisers to Self-Report Share Class Violations; Budget Request Up for 2019 Learn more -
February 28, 2018
Academics Study Mutual Fund Voting Patterns in Proxy Contests Learn more -
February 27, 2018
MFDF Webinar: D&O Insurance, IDL Insurance, and Cyber Insurance: What Every Mutual Fund Director Ought to Know Learn more -
February 26, 2018
House Passes Bill Requiring SEC to Issue Subpoena Before Seeking Algorithmic Codes Learn more -
February 22, 2018
SEC Extends Compliance Date for Liquidity Rule Provisions, Issues Additional FAQs Learn more -
February 21, 2018
SEC Cancels Meeting to Discuss Liquidity Rule Revisions Learn more -
February 21, 2018
Trustees, Adviser Named in Suit after Fund Collapses Amid Market Volatility Learn more