News
-
November 19, 2018
SEC Releases FY2018 Enforcement Report as Data is Scrutinized Learn more -
November 15, 2018
Victory Touts Benefits of USAA Acquisition Learn more -
November 14, 2018
More Bank Scrutiny, Sharper Consumer Finance Focus Expected from New Congress Learn more -
November 14, 2018
More Bank Scrutiny, Sharper Consumer Finance Focus Expected from New Congress Learn more -
November 13, 2018
SEC Proposes Simplified Disclosure Document for Variable Products Learn more -
November 12, 2018
MFDF Webinar: 2018 Elections: Outcomes and Impacts for 2019 Learn more -
November 8, 2018
SEC asks Exchanges to Revisit Market Data Access Fees Learn more -
November 7, 2018
Challenges, Wide-Ranging Effects Seen for LIBOR Phase-Out Learn more -
November 6, 2018
MFDF Webinar: Board Oversight of Variable Product Funds Learn more -
November 5, 2018
Report Assesses Industry Threats, Opportunities for Profitability Learn more -
November 1, 2018
CFA Institute Report Dissects "Investment Firm of the Future" Learn more -
October 31, 2018
Bitcoin's Current Hurdles, Prospects Debated Learn more -
October 30, 2018
Commissioners Chime in on Best Interest Standard, Investor Education and Disclosure Learn more -
October 29, 2018
MFDF Webinar: MPI Annual Survey of Investment Firm Profitability Learn more -
October 25, 2018
Deloitte Fair Valuation Survey Focuses on Innovation, Oversight of Third Parties Learn more -
October 24, 2018
Industry Leaders See More Asset Concentration, Hope for Global Expansion in Years Ahead Learn more -
October 23, 2018
Peirce Says Regulatory Restraints on Performance Fees Worth Examining Learn more -
October 22, 2018
Blass Remarks on Board Outreach, Efforts to Effectively Focus Director Oversight Learn more -
October 17, 2018
Academics Challenge "Negative" Conventional Wisdom on Active Management Learn more -
October 15, 2018
IM Division Makes Gesture to Boards with Affiliated Transactions No-Action Learn more