News
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May 1, 2018
MFDF Webinar: The Securities Law Questions Raised by #MeToo Learn more -
April 30, 2018
Law Firm to Host Event on Global Alternative Funds Learn more -
April 26, 2018
OCIE Risk Alert Highlights Fee Inaccuracies, Valuation, Other Errors Worth Reviewing Learn more -
April 25, 2018
Directors Can Gain Insight on Funds from Active Share Disclosure Learn more -
April 24, 2018
MFDF Program to Explore Implications of Blockchain, Robos, AI for Fund Industry Learn more -
April 23, 2018
SEC to Engage Firm for Cryptocurrency Tracing, Seeks Comments on Bitcoin ETF Applications Learn more -
April 20, 2018
SEC Proposes Fiduciary Conduct Standards; Commissioner Critiques Set Tone for Opponents Learn more -
April 19, 2018
CFTC Commissioner Envisioning Oversight Framework for Virtual Currencies Learn more -
April 18, 2018
MFDF Webinar: Love Your CCO Learn more -
April 17, 2018
Speculation Abounds as SEC Expected to Propose Fiduciary Standard at Open Meeting Learn more -
April 16, 2018
Legislation Relaxes Leverage, Registration and Reporting Burdens for BDCs Learn more -
April 12, 2018
Webinar - Cyber: The Director's Perspective Learn more -
April 11, 2018
36(b) Cases Set Aside; Scrutiny of Board's Process Highlights Need for Diligence Learn more -
April 10, 2018
High Morningstar Rating Significantly Increases Fund Flows, Firm Finds Learn more -
April 9, 2018
MFDF Webinar: Mutual Fund Distribution: Products and Platforms in an Uncertain Regulatory Environment Learn more -
April 5, 2018
Structural Shifts and Challenges Seen for Securities Industry Service Providers Learn more -
April 4, 2018
Mixed Results for Active Managers as Trend Toward Passive Investing, Lower Fees Continues Learn more -
April 3, 2018
Whistleblower Says FINRA, States Allowed Sensitive Data to Remain Accessible Learn more -
April 2, 2018
MFDF Webinar: Asset and Wealth Management Revolution Learn more -
March 29, 2018
Scrutiny on Proxy Advisory Firms as Legislators Question Potential for Conflicts Learn more