News
-
June 6, 2018
Senate Committee Hearing Focuses on Cybersecurity in Financial Sector Learn more -
June 5, 2018
Top Exchanges Rally Against SEC Transaction Fee Pilot Learn more -
June 4, 2018
SEC Open Meeting to Discuss Electronic Delivery Learn more -
May 31, 2018
Banking Committee Staffer May be up for Piwowar Spot on Commission Learn more -
May 30, 2018
Deregulatory Push Progresses; a Legislative Proposal Targets Fund Diversification Limit Learn more -
May 29, 2018
More Firms Offering Platforms to Calculate Backup NAV Learn more -
May 24, 2018
Academics Present Research on ETFs, Mutual Fund Portfolio Pumping, Liquidity Management Learn more -
May 23, 2018
Private Equity Firms Eye Robo-Advisers; Wealthfront Takes a Less Passive Turn Learn more -
May 22, 2018
Derivatives Proposal Back on SEC Regulatory Agenda Learn more -
May 21, 2018
AICPA Releases Draft of Valuation Guide Learn more -
May 17, 2018
Corporate Board Composition Study Shows Modest Gains for Diversity Learn more -
May 16, 2018
MFDF Webinar: Fund Director Compensation: The MPI Annual Survey (2018) Learn more -
May 15, 2018
Accenture Survey Says Firms Expect Compliance Costs to Continue Rising Learn more -
May 14, 2018
SEC Reviewing Market Structure for Thinly-Traded Stocks, Access to Markets and Market Data Learn more -
May 10, 2018
Commissioner Piwowar to Step Down; Key Departures at IM Division Learn more -
May 9, 2018
SEC Proposes Amendments to Auditor Independence Rules Learn more -
May 8, 2018
Paper Examines Mechanics of Portfolio Manager Compensation, Performance-Based Pay Learn more -
May 7, 2018
Share Class Self-Reporting Initiative Presents Compliance and Other Challenges Learn more -
May 3, 2018
Center for Audit Quality Releases Cybersecurity Resource for Boards Learn more -
May 2, 2018
Clayton Stresses Staffing, Cybersecurity Needs in FY 2019 Budget Request Learn more