News
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June 27, 2018
Supreme Court Disagrees with SEC on Administrative Law Judges Learn more -
June 26, 2018
SEC to Consider ETF Proposal, Liquidity Rule Changes at Open Meeting Learn more -
June 25, 2018
MFDF Webinar: Evolution in Share Class Pricing and Rule 12b-1 Fees Learn more -
June 21, 2018
Collective Investment Trusts Show Gains Over Mutual Funds in DC Plans Learn more -
June 20, 2018
Pershing: Mutual Fund Inflows Show Major Increase in Q1 2018 Learn more -
June 19, 2018
CFTC Demands Trading Data from Bitcoin Exchanges; A Question of Custody and Digital Assets Learn more -
June 18, 2018
MFDF Webinar: Are You Interested?: Positions and Transactions Bearing on Director Independence Learn more -
June 15, 2018
Summer Read: CFA Institute Releases Primer on Alternative Investments Learn more -
June 14, 2018
Reports: GDPR Compliance Costly and Operationally Challenging Learn more -
June 13, 2018
SEC, Banking Agencies Propose Volcker Rule Changes Learn more -
June 12, 2018
SEC Names ten Siethoff Associate Director of IM's Rulemaking Office Learn more -
June 11, 2018
SEC Adopts Rule 30e-3, Seeks Comment on Disclosure Modernization and Fees Charged by Intermediaries Learn more -
June 7, 2018
Considerations for Directors on Taking Notes and Avoiding Legal Traps Learn more -
June 6, 2018
Senate Committee Hearing Focuses on Cybersecurity in Financial Sector Learn more -
June 5, 2018
Top Exchanges Rally Against SEC Transaction Fee Pilot Learn more -
June 4, 2018
SEC Open Meeting to Discuss Electronic Delivery Learn more -
May 31, 2018
Banking Committee Staffer May be up for Piwowar Spot on Commission Learn more -
May 30, 2018
Deregulatory Push Progresses; a Legislative Proposal Targets Fund Diversification Limit Learn more -
May 29, 2018
More Firms Offering Platforms to Calculate Backup NAV Learn more -
May 24, 2018
Academics Present Research on ETFs, Mutual Fund Portfolio Pumping, Liquidity Management Learn more