News
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May 23, 2017
Academics Cast Doubt on the Financial Research Tracking Stock Market Anomalies Learn more -
May 22, 2017
OCIE Issues Risk Alert on Global Cyberattack; Insurer Requirements Push Firms to Improve Cyber Security Practices Learn more -
May 18, 2017
CFTC Acting Chair Sees "Heightened Market Liquidity Risk"; Urges Review of Bank Capital Requirements Learn more -
May 17, 2017
Consulting Firm Sees Record M&A Activity for Registered Advisers in First Quarter Learn more -
May 16, 2017
MFDF Webinar: Fund Director Compensation: The MPI Annual Survey (2017) Learn more -
May 15, 2017
Paper Tracks Increase in Mutual Funds Investing in Private Firms Learn more -
May 11, 2017
State Banking Group Sues over OCC's Plan to Grant Special Charter to FinTech Firms Learn more -
May 10, 2017
Illinois Court Rejects Motion for Exception to Attorney-Client Privilege in 36(b) Case Learn more -
May 9, 2017
William Blair, Calvert Settle with SEC on Payments Related to Fund Marketing, Distribution Learn more -
May 8, 2017
ICI Releases Claims Trends for 2016-2017 Learn more -
May 4, 2017
U.S. Senate Confirms Clayton as SEC Chairman Learn more -
May 3, 2017
Revised Financial Choice Act Targets SEC on Several Fronts Learn more -
May 2, 2017
Executive Orders Target FDIC and FSOC Powers; MetLife Seeks Delay on SIFI Appeal Ruling Learn more -
May 1, 2017
SEC Chair Nominee Considering Top Defense Attorneys for Enforcement Chief, Report Says Learn more -
April 27, 2017
Report Presents a Critical View of ETF Performance in Actively Managed Mutual Funds Learn more -
April 26, 2017
MFDF Webinar: Exchange-Traded Funds: A Director's Guide Learn more -
April 25, 2017
Piwowar Remarks on DOL Fiduciary Rule, Directors' Role at MFDF Policy Conference Learn more -
April 24, 2017
FINRA Adopts Rule Aimed at Protecting Investors from Financial Exploitation; Seeks Comments on Operations Learn more -
April 20, 2017
Deregulation Initiatives may Benefit Financial Services Sector, Article Says Learn more -
April 19, 2017
Morningstar Predicts Investor Savings, Benefits from T Shares and Clean Shares Learn more