News
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November 20, 2017
Firms to Seek Regulators' OK to Launch Bitcoin Futures Contracts Learn more -
November 16, 2017
Corporate Directors Weigh in on Board Leadership, Underperformers, Term Limits Learn more -
November 15, 2017
Industry Group Asks SEC to Delay Liquidity Rule Implementation Learn more -
November 14, 2017
MFDF Webinar: Opt-In or Opt-Out: The Changing Landscape of Securities Class Actions and Its Impact on Mutual Funds Learn more -
November 13, 2017
CFTC Commissioner Says Industry Consolidation Heightening Risk Learn more -
November 9, 2017
U.S. Supreme Court to Take on Major Securities Cases this Term Learn more -
November 8, 2017
Morningstar Lists the Marks of Passive Fund Sponsors that Back Investors' Interests Learn more -
November 7, 2017
SEC Officials Lay Out Enforcement Approach; Driscoll Named OCIE Chief Learn more -
November 6, 2017
MFDF Webinar: CCO Compensation: The MPI Annual Survey 2017 Learn more -
November 2, 2017
Report Criticizes Morningstar's Star-Rating System, Industry Influence Learn more -
November 1, 2017
MFDF Webinar: ETF Boards and 15(c) Learn more -
October 31, 2017
U.S. Treasury Report Recommends Implementation Delay of Liquidity Rule Provision Learn more -
October 30, 2017
SEC Provides Temporary Relief to Firms Over EU Investment Research Payment Rules Learn more -
October 26, 2017
Cybersecurity, Dodd-Frank Among Commissioner Nominees Top Priorities; SEC Selects Chief of Trading and Markets Learn more -
October 25, 2017
CFTC Says Firms that Self-Report Misconduct May See Lower Penalties Learn more -
October 24, 2017
Treasury Report Recommendations Line Up with Push Toward Financial Deregulation Learn more -
October 23, 2017
Article Considers Appropriate Asset Levels When Closing Fund to New Investors Learn more -
October 19, 2017
SEC Commissioner Nominee Hearings Scheduled; Fallout Continues from Cyber Breach Learn more -
October 18, 2017
Trump Signs ETF Research Provision into Law Learn more -
October 17, 2017
Fair Valuation Survey Finds Private Equity Investments, Odd-Lots Pose Challenges Learn more