News
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September 20, 2017
New York City Pension Funds, Comptroller Push for More Boardroom Diversity Learn more -
September 19, 2017
MFDF Webinar: The Consolidating Asset Management Industry - Considerations for Fund Directors in an M&A Transaction Learn more -
September 18, 2017
SEC Program Focuses on Trends in ETPs; Sector Continues to Boom Learn more -
September 14, 2017
PCAOB Sees Increase in Deficiencies in Inspections of 2016 Audits Learn more -
September 13, 2017
SEC's Inspector General Clears Piwowar's Actions During Tenure as Acting Chairman Learn more -
September 12, 2017
Industry Transitions to T+2 Settlement Cycle Learn more -
September 11, 2017
New York Cybersecurity Regulations Take Effect, Increasing Role for Corporate Boards Learn more -
September 7, 2017
DOL Seeks Further Comment on Fiduciary Rule; May Soon Address "Mootness" of Anti-Arbitration Provision Learn more -
September 6, 2017
Blass Named IM Director; DERA Chief Announced; Clayton Fills Executive Posts Learn more -
September 5, 2017
Fed Seeks Comments on Corporate Governance, Rating System for Large Financial Institutions Learn more -
August 31, 2017
Morningstar Report Shows Recent Gains for Actively Managed Funds but Dim Long-Term Prospects Learn more -
August 30, 2017
SEC Urged to Reject Changes to Audit Standards; EY Report Finds Voluntary Disclosures Increased Learn more -
August 29, 2017
Uncertainty Grows Among U.S. Firms over Treatment of Research Costs under EU Regulation Learn more -
August 28, 2017
DERA Report Examines Regulatory Reforms' Impact on Market Liquidity, Access to Capital Learn more -
August 24, 2017
Massachusetts Regulator Targets Brokerage Firms in "Maker-Taker" Probe Learn more -
August 23, 2017
Outsourced CCO Sanctioned for Firms' Failure to File Timely, Accurate Reports Learn more -
August 22, 2017
OCIE Risk Alert Highlights Cybersecurity Shortcomings; GAO Report Assesses SEC's Cyber Preparedness Learn more -
August 21, 2017
Favorable Regulatory Landscape Predicted for Financial Institutions; FSOC Agencies Seek Consensus on Volcker Rule Changes Learn more -
August 17, 2017
Report Sees Steep Drop in Regulatory Penalties Levied Against Industry in 2017 Learn more -
August 16, 2017
DOL Extends Fiduciary Rule Transition Period and Applicability Dates; Releases Additional FAQs Learn more