News
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December 4, 2017
Regulators, Lawmakers Push Proposals to Loosen Banking Oversight Learn more -
November 30, 2017
Firm in Dispute with Insurer Over Disclosure of SEC Subpoena Learn more -
November 29, 2017
Lawmaker Proposals Target Money Funds, Closed-End Funds, Fund Accounting Learn more -
November 28, 2017
MFDF Webinar: Fall 2017 Washington Update Learn more -
November 27, 2017
Clayton Hints at Enforcement Action on "Hidden" Fund Fees; Heads Off CAT Delay Learn more -
November 22, 2017
Law Firm to Host Symposium on Industry Trends, Regulatory Environment Learn more -
November 21, 2017
Nasdaq Alleges ETF Servicing Firm Schemed to Unlawfully Take Over Line of Funds Learn more -
November 20, 2017
Firms to Seek Regulators' OK to Launch Bitcoin Futures Contracts Learn more -
November 16, 2017
Corporate Directors Weigh in on Board Leadership, Underperformers, Term Limits Learn more -
November 15, 2017
Industry Group Asks SEC to Delay Liquidity Rule Implementation Learn more -
November 14, 2017
MFDF Webinar: Opt-In or Opt-Out: The Changing Landscape of Securities Class Actions and Its Impact on Mutual Funds Learn more -
November 13, 2017
CFTC Commissioner Says Industry Consolidation Heightening Risk Learn more -
November 9, 2017
U.S. Supreme Court to Take on Major Securities Cases this Term Learn more -
November 8, 2017
Morningstar Lists the Marks of Passive Fund Sponsors that Back Investors' Interests Learn more -
November 7, 2017
SEC Officials Lay Out Enforcement Approach; Driscoll Named OCIE Chief Learn more -
November 6, 2017
MFDF Webinar: CCO Compensation: The MPI Annual Survey 2017 Learn more -
November 2, 2017
Report Criticizes Morningstar's Star-Rating System, Industry Influence Learn more -
November 1, 2017
MFDF Webinar: ETF Boards and 15(c) Learn more -
October 31, 2017
U.S. Treasury Report Recommends Implementation Delay of Liquidity Rule Provision Learn more -
October 30, 2017
SEC Provides Temporary Relief to Firms Over EU Investment Research Payment Rules Learn more