News
-
March 7, 2019
DOL Investigates Fee Charged to Firms on Fidelity Platforms Learn more -
March 6, 2019
M&A Activity in Fund Sector Reaches New Highs, Report Says Learn more -
March 5, 2019
SEC Inquiry Focuses on Algorithm Trades of Adviser Unit Learn more -
March 1, 2019
IM Division Staff Grants No-Action on In-Person Meetings Learn more -
February 28, 2019
Commissioner Jackson Calls for Regulatory Oversight of Index Providers Learn more -
February 27, 2019
OCIE Risk Alert Highlights Transfer Agent Deficiencies Learn more -
February 26, 2019
IM Division Chief to Lead Off MFDF Conference Learn more -
February 25, 2019
MFDF Webinar: Proposed Fund of Funds Rule (Rule 12d1-4): Overview and Key Considerations Learn more -
February 21, 2019
Passive Surpasses Active in 4Q; Brokerage Price Wars Heat Up Learn more -
February 20, 2019
Report Looks at the Future of Board Composition Learn more -
February 19, 2019
Performance-Related Fee Funds Failing to Attract Assets in Europe Learn more -
February 18, 2019
BlackRock wins 36(b) Lawsuit Learn more -
February 14, 2019
Study: Diverse-Owned Fund Firms' Assets Remain Modest Despite Solid Performance Learn more -
February 13, 2019
Law Firm Memo Outlines Strategies to Address Brexit, LIBOR Risks Learn more -
February 12, 2019
Reports Analyze 2018 Volatility Spike, Lessons Learned Learn more -
February 11, 2019
MFDF Webinar: Key Elements of Insider Trading Law and Code of Ethics for Independent Directors Learn more -
February 7, 2019
Tributes Note Bogle's Significant Legacy Learn more -
February 6, 2019
IEX Report Highlights Fee Discrepancies Among Exchanges Learn more -
February 5, 2019
KPMG Under Scrutiny; Ernst & Young Forms Oversight Panel Learn more -
February 4, 2019
Report Says 50 Advisers Targeted in Share Class Investigations Learn more