News
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August 12, 2019
Peirce Says SEC May Extend MiFID II Relief Learn more -
August 7, 2019
ICI Mutual Report Explores Litigation Trends in Fund Industry Learn more -
August 5, 2019
Cybersecurity is Top Concern for Compliance Professionals Learn more -
July 31, 2019
Peirce Challenges Popular Thinking on Increasing Gender Diversity on Boards Learn more -
July 29, 2019
Paper Explores How Duplicate Costs and Post-Integration Missteps Can Derail Mergers Learn more -
July 25, 2019
Tools Aim to Improve Audit Committee Assessments Learn more -
July 24, 2019
IM Statement Urges Funds to Prepare for Impact of Libor Transition Learn more -
July 23, 2019
Morningstar Ratings Change Adds Challenge for Active Funds Learn more -
July 22, 2019
EY Webinar to Discuss Tax, Accounting and Legislative Issues Affecting Industry Learn more -
July 18, 2019
Academics Propose Mandated Employer Education on Financial Literacy Learn more -
July 17, 2019
NACD Cyber Report Finds Improved Reporting to Boards Learn more -
July 16, 2019
Clayton Clarifies Streamlined Settlement, Waiver Negotiation Process Learn more -
July 15, 2019
Deloitte Webinar to Discuss "Rightsourcing" Options for Investment Managers Learn more -
July 11, 2019
A "Wide-Angle Lens" on Legal, Compliance Issues Regarding Data Learn more -
July 10, 2019
ISS Reports on 2019 Diversity Trends on Corporate Boards Learn more -
July 9, 2019
Exchanges Target SEC Official in Dispute over Market Data Fees Learn more -
July 8, 2019
"Business Chemistry" Can Spark Effectiveness in the Boardroom, Committee Assignments Learn more -
July 3, 2019
SEC Fines Auditor $50 Million over Use of PCAOB Data, Cheating on Internal Exams Learn more -
July 2, 2019
Operational Costs on the Upswing for Asset Managers Learn more -
July 1, 2019
Academic Paper Makes the Case for Active Management Learn more