News
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June 18, 2019
Global Regulators Eye Increasing Flash Crashes in FX Trading Learn more -
June 17, 2019
Academic Analyzes 36(b) History, Pinpoints Shortcomings Learn more -
June 14, 2019
Forum Releases Publications on Fund Mergers and Adviser Mergers & Acquisitions Learn more -
June 13, 2019
SEC Expands Exemptive Relief for Multi-Manager Funds Learn more -
June 12, 2019
Asset Managers Phase Out, Outsource Trading Desks Learn more -
June 11, 2019
Group of Banks to Use Blockchain to Settle Cross-Border Trades Learn more -
June 10, 2019
SEC Adopts Fiduciary Standards Package in 3-1 Vote Learn more -
June 6, 2019
Fulcrum Fees Are an Outdated Fix for a Modern Problem, say Lawyers Learn more -
June 5, 2019
Spencer Stuart Outlines Framework to Evaluate First-Time Director Candidates Learn more -
June 4, 2019
OCIE Risk Alert Focuses on Oversight of Cloud-Based Vendors Learn more -
June 3, 2019
Cost-Cutting Firms Aim at Index Providers, Consider Self-Indexing Learn more -
May 31, 2019
Dechert Program to Focus on Global Alternative Funds, Regulatory and Compliance Issues Learn more -
May 30, 2019
Academics Explore Trade-Routing Relationships, See Investors at Disadvantage Learn more -
May 29, 2019
WSJ: SEC Slow to Collect on Enforcement Penalties and Fines Learn more -
May 28, 2019
SEC Sets Meeting to Adopt Reg BI Learn more -
May 23, 2019
OCIE Chief Highlights Exam Areas; Peirce Assails Share Class Initiative Learn more -
May 22, 2019
MFDF Webinar: Fund Director Compensation: The MPI Annual Survey (2019) Learn more -
May 21, 2019
Moody's Report on ETFs' Liquidity Warns of Systemic Risk Learn more -
May 20, 2019
UK Asset Managers Get Creative Adapting to Shrinking Fees, Margins Learn more -
May 16, 2019
Survey Highlights Governance Trends, Inner Workings of Boardrooms Learn more