MFDF News Feed
The MFDF News Feed is an electronic journal, or "blog," of alerts, analysis, news and tools focused on the needs of independent directors. Click here to subscribe to the MFDF News Feed and have it delivered electronically to your e-mail inbox.
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March 9, 2017
Proposed Regulation Targets Sections of Gramm-Leach-Blilely; Global Organization Urges Restraint on Regulatory Rollbacks Learn more -
March 8, 2017
SEC to Vacate Certain Industry Bars Tied to Offenses Occurring Before Dodd-Frank Learn more -
March 7, 2017
The Hartford Wins Excessive Fee Suit; Russell Lawsuit is Terminated, Among other Dismissals Learn more -
March 6, 2017
Piwowar in Address Assails Fiduciary Rule; Focuses on the "Forgotten Investor" at SEC Conference Learn more -
March 2, 2017
FINRA Proposes Amendment to Advertising Rule to Allow Certain Performance Projections Learn more -
March 1, 2017
Morgan Stanley Brokerage Arm Sanctioned for Compliance Failures in Sale of Inverse ETFs Learn more -
February 28, 2017
Report says Piwowar Requested Examination of Staff Powers to Initiate Investigations, Inspections Learn more -
February 27, 2017
Lawmakers Approve Oversight Plan to Monitor Financial Agencies' Spending and Operations Learn more -
February 23, 2017
OCIE Risk Alert Highlights Advisers' Frequent Compliance Shortcomings Learn more -
February 22, 2017
Firms Join to Urge Mexico to Change Governance Practices They Say Harm Investors Learn more -
February 21, 2017
Forum Releases Paper on Risk Management Oversight for Fund Directors Learn more -
February 16, 2017
2016 Enforcement Summary Highlights SEC Targets and Trends Learn more -
February 15, 2017
FinTech Firms Create Group; Seek Protections for Right to Access Customer Banking Data Learn more -
February 14, 2017
Upcoming Events to Focus on Trustee-Counsel Communications, ETF Industry Insights and Future Developments Learn more -
February 13, 2017
Citigroup Settles with SEC Over Client Billing Inaccuracies, Recordkeeping Failures Learn more -
February 9, 2017
Asset Managers Bulk up Governance Staff as Regulators Focus on Shareholder Rights Learn more -
February 8, 2017
White House Orders Call For Examination of Fiduciary Rule and Dodd-Frank Provisions Learn more -
February 7, 2017
Piwowar Named Acting SEC Chairman; OCIE Director Leaves for Private Sector Learn more -
February 6, 2017
MFDF Webinar: Current Developments in Investment Company Litigation Learn more -
February 2, 2017
White in Speech Outlines Priorities for Successor; Trump Order Puts Reins on New Regulation Learn more