Comment Letters
You can find the latest comment letters filed by MFDF on behalf of fund independent directors here.
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March 28, 2016
Forum Comment Letter on Use of Derivatives by RICs and BDCsOn March 28, 2016, the Forum submitted a comment letter in response to the SEC’s rule proposal regarding use of derivatives by registered investment companies and business development companies.
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January 14, 2016
Forum Comment Letter on SEC Proposal on Liquidity Risk Management Programs, Swing Pricing Learn more -
January 13, 2016
Forum Comment Letter on Liquidity Risk ManagementOn January 13, 2016, the Forum submitted a comment letter in response to the SEC’s rule proposal on open-end funds liquidity risk management programs.
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November 2, 2015
Forum Comment Letter on the PCAOB Audit Quality Indicators Concept Release Learn more -
November 2, 2015
Forum Comment Letter on the SEC's Liquidity Risk Management and Swing Pricing Proposal Learn more -
September 8, 2015
Forum Comment Letter on the SEC Audit Committee Disclosures Concept Release Learn more -
August 13, 2015
Forum Comment Letter on the SEC Proposal for Investment Company Reporting Modernization Learn more -
June 9, 2015
Forum Comment Letter to the DOL on Target Date Funds Learn more -
June 9, 2015
Forum Comment Letter on CFTC Proposal on Commodity Pool Operators Learn more -
June 9, 2015
Forum Comment Letter on References to Credit Rating Agencies Learn more -
June 9, 2015
Forum Comment Letter on the SEC Concept Release on Fund Use of Derivatives Learn more -
June 9, 2015
Forum Comment Letter on the PCAOB Concept Release on Mandatory Audit Firm Rotation Learn more -
June 9, 2015
Forum Comment Letter on Potential Money Market Fund Regulations Learn more -
June 9, 2015
Forum Comment Letter: References to Nationally Recognized Statistical Rating Agencies Learn more -
June 9, 2015
Forum Comment Letter: Proposed Guidance on Adviser Trading Practices Learn more -
June 9, 2015
Forum Comment Letter: Facilitating Shareholder Director Nominations Learn more -
June 9, 2015
Forum Comment Letter: Exchange Traded Funds Learn more -
June 9, 2015
Forum Comment Letter: Enhancing the Effectiveness of Fund Independent Directors Learn more -
June 9, 2015
Forum Letter to Treasury Learn more -
June 9, 2015
Forum Comment Letter: Summary Prospectus Learn more