MFDF Releases Part 1 in 15(c) White Paper Series

MFDF, in coordination with Morgan Lewis, has released Part 1 of its 15(c) White Paper regarding Board Oversight of Advisory Agreement Renewals, entitled Regulatory Requirements and Judicial Caselaw.  

The MFDF 15(c) White Paper is intended to serve as a reference regarding the advisory agreement renewal process and relevant enforcement actions, as well as a resource of possible approaches to 15(c) board processes and avenues directors may consider when analyzing complex or challenging facts and circumstances in their review.  Part 1 of the 15(c) White Paper provides a concise and comprehensive background of regulatory requirements and judicial caselaw relating to the 15(c) process.

MFDF’s 15(c) White Paper is being issued successively in the following four parts:

Part 1: Regulatory Requirements and Judicial Caselaw
Part 2: Board Processes
Part 3: Gartenberg Factor Challenges and Analysis
Part 4: Enforcement Action Takeaways

Click here to read Part 1 of the 15(c) White Paper.
Click here for more information and to register for Monday’s 15(c) Pat 1 webinar.