MFDF Webinar: SEC Division of Examinations Staff Panel – Investment Company Issues and Considerations for Fund Boards

Tomorrow, June 8 the SEC Division of Examinations staff will discuss topical issues related to investment companies and their advisers, as well as considerations for independent fund directors and CCOs. Panelists include Thomas Butler, an Associate Regional Director in the SEC’s New York Regional Office and co-head of the Investment Adviser/Investment Company examination program, Maurya Crawford Keating an Associate Regional Director in the SEC’s New York Regional Office, and additional SEC staff with experience in investment companies, valuation, and compliance, among other issues.

This webinar will not be recorded or archived and is only open to fund directors and CCOs.

Click here to register for the SEC Division of Examinations staff webinar.