Event of Interest: Seward and Kissel to Host Webinar on Off-Channel Communications and Recordkeeping Responsibilities

On Thursday, March 9 at noon, Seward & Kissel partners from the Firm’s Government Enforcement and Internal Investigations Group will discuss the SEC’s recent enforcement actions regarding recordkeeping failures related to employee use of personal devices. Panelists will discuss how these enforcement actions have set the stage for future regulatory expectations, how they translate to potential SEC scrutiny, and what clients should consider doing in order to mitigate any issues.

Click here to register for the March 9 event with Seward and Kissel.