Financial services firms have been navigating regulatory uncertainty since at least the day the DOL fiduciary rule became final in April of 2016. Two years later, the opaque environment persists as the SEC and state legislatures add their voices to the fiduciary standards dialogue. Join us for an overview of the current state of play of mutual fund distribution and a discussion of where the industry might be headed. This webinar will cover the recent Fifth Circuit opinion vacating the fiduciary rule, the SEC's Share Class Selection Disclosure Initiative and anticipated standard of conduct proposal, and state legislative and enforcement activity. We will discuss how these regulatory developments have impacted mutual fund distribution channels and product offerings, including platforms and share class lineups that have emerged from this extended period of regulatory change.
This webinar will be broadcast live from 2:00 to 3:00 Eastern time on Tuesday, April 10, 2018. Register online.