MFDF - Mutual Fund Directors Forum - MFDF Webinar: Recent SEC Guidance on Proxy Voting and the use of Proxy Advisory Firms test

Member Login



Request an account

Sample Banner 2

MFDF Webinar: Recent SEC Guidance on Proxy Voting and the use of Proxy Advisory Firms

This webinar will explore how the SEC’s recent interpretive releases on proxy voting matters may impact mutual funds, their investment advisers, and the independent boards that oversee them. The SEC’s two releases in August 2019 addressed, among other topics, the ability of investment advisers to establish a variety of different voting arrangements with their clients, matters investment advisers should consider when they use the services of a proxy advisory firm, and the treatment of proxy voting advice provided by proxy advisory firms as a “solicitation” under the federal proxy rules.  
​This webinar will be broadcast live from 2:00 to 3:00 Eastern Time on Wednesday, October 2, 2019. Register online
 
  • All
  • Accounting and Audit
  • Advisory Contracts
  • Board Governance
  • Board Governance: Board Leadership
  • Board Governance: Compensation
  • Board Governance: Oversight of CCO
  • Board Governance: D&O Insurance
  • Board Governance: Self-Evaluation
  • Closed-end Funds
  • ETFs
  • Other Oversight
  • Other Oversight: Alternative Investments and Derivatives
  • Other Oversight: Custody
  • Other Oversight: Fixed Income funds
  • Other Oversight: Distribution
  • Other Oversight: Portfolio Trading
  • Other Oversight: Proxy Voting
  • Other Oversight: Securities Lending
  • Legislative News
  • Money Market Funds
  • Reference
  • Regulatory News
  • Risk
  • Shareholder Disclosure
  • Valuation
  • Webinars
  • Aaron New Tag

SHOWING 0 TO 0 OF 0 ENTRIES (FILTERED FROM 0 TOTAL ENTRIES)