MFDF - Mutual Fund Directors Forum - Former Stein Aide Likely Nominee for Commissioner Spot test

Member Login



Request an account

Sample Banner 1

Former Stein Aide Likely Nominee for Commissioner Spot

Allison Lee, a former SEC enforcement lawyer and aide to Commissioner Kara Stein, is the likely nominee to fill Stein’s seat, according to Bloomberg and other media reports. Lee, formerly of the SEC’s enforcement division, was with the agency for over a decade, including in the Denver office and in Washington as a legal adviser to Stein from 2013 to 2015. Lee’s spouse is a board member of the PCAOB.

 
  • All
  • Accounting and Audit
  • Advisory Contracts
  • Board Governance
  • Board Governance: Board Leadership
  • Board Governance: Compensation
  • Board Governance: Oversight of CCO
  • Board Governance: D&O Insurance
  • Board Governance: Self-Evaluation
  • Closed-end Funds
  • ETFs
  • Other Oversight
  • Other Oversight: Alternative Investments and Derivatives
  • Other Oversight: Custody
  • Other Oversight: Fixed Income funds
  • Other Oversight: Distribution
  • Other Oversight: Portfolio Trading
  • Other Oversight: Proxy Voting
  • Other Oversight: Securities Lending
  • Legislative News
  • Money Market Funds
  • Reference
  • Regulatory News
  • Risk
  • Shareholder Disclosure
  • Valuation
  • Webinars
  • Aaron New Tag

SHOWING 0 TO 0 OF 0 ENTRIES (FILTERED FROM 0 TOTAL ENTRIES)