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Events to Focus on Regulatory, Legal Environment and Trends for Funds and Investment Managers

The Financial Services Group of Dechert LLP will hold its annual investment management symposium in San Francisco on November 9, 2016. Panelists will discuss the evolving legal and regulatory environment for investment managers and funds. Discussion topics include: Examinations and Enforcement: Developments and Trends to Watch in 2017; Cybersecurity, Business Continuity and Transition Planning: The Return of Operational Risk; DOL’s ERISA Fiduciary Rules Remake the World; and Developments in Derivatives Regulation.  On November 10, 2016, the firm will hold its inaugural Los Angeles Investment Management Symposium. The symposium will feature two panels addressing: The Meaning of the AXA Decision; Coping with “Distribution in Guise;” and The Changing Role of Fund Directors. 

 
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