Webinar Archive: What Directors Need to Know about Regulation Best Interest and the Standards of Conduct Rulemaking Package
In June, the SEC adopted the long-awaited rulemaking package relating to the standard of conduct broker-dealers and investment advisers owe when providing advice to retail investors. Stradley partners Sara Crovitz and Larry Stadulis provided an overview of the package, focusing on practical implications for fund directors.
This webinar originally aired on September 12, 2019.
Webinar archive materials are available only to Forum members. Please log in to view links to archives.
This webinar originally aired on September 12, 2019.
Webinar archive materials are available only to Forum members. Please log in to view links to archives.