Webinar Archive: Board Oversight: ETFs and Mutual Funds

When a complex offers both mutual funds and ETFs, it can pose unique challenges to board oversight—whether the board is combined or the products are overseen be separate boards.  Topics covered include: different areas of competencies required to oversee the two types of products; conflicts of interest and complexities relating to the 15(c) process; particular challenges posed by ETFs that are clones of existing funds; and conversion of existing mutual funds into ETFs.

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