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Event Details

An Update on the SEC's Whistleblower Program
Forum Webinar
Wednesday, March 11, 2020
02:00 PM - 03:00 PM
OVERVIEW -
In 2011, the SEC launched a whistleblower program to incentivize individuals to report possible violations or questionable conduct by offering significant financial bounties for information that leads to a successful SEC enforcement action.  According to the SEC, the program has significantly benefitted the SEC’s enforcement efforts.  With experience administering the whistleblower program, the SEC has hinted at possible future amendments to the program to address various topics that have developed during the program’s history. Join Goodwin lawyers Marco E. Adelfio and Andrew L. Zutz to discuss the history and current landscape of the SEC’s whistleblower program, considerations for mutual funds and their directors, and the potential direction of changes going forward.
 
 
This webinar will broadcast live from 2:00 to 3:00 pm (ET) on March 11, 2020.
 
Registration fees for this program are:
  • Members - Free
  • Non-members - $100
To receive member pricing, log in to the site before clicking Register Now. If you need assistance, please call the Forum at 202.507.4488.
SPEAKERS -

Marco E. Adelfio
Partner
Goodwin

Andrew L. Zutz
Associate
Goodwin


PRESS / MEDIA -
This event is closed to the media.