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5456   Mutual Fund Distribution: Products and Platforms in an Uncertain Regulatory Environment 30 Apr 2:00PM 3:00PM April Tuesday 10 2018

Financial services firms have been navigating regulatory uncertainty since at least the day the DOL fiduciary rule became final in April of 2016. Two years later, the opaque environment persists as the SEC and state legislatures add their voices to the fiduciary standards dialogue. Join us for an overview of the current state of play of mutual fund distribution and a discussion of where the industry might be headed. This webinar will cover the recent Fifth Circuit opinion vacating the fiduciary rule, the SEC's Share Class Selection Disclosure Initiative and anticipated standard of conduct proposal, and state legislative and enforcement activity. We will discuss how these regulatory developments have impacted mutual fund distribution channels and product offerings, including platforms and share class lineups that have emerged from this extended period of regulatory change.

This webinar will be broadcast live from 2:00 to 3:00 Eastern time on Tuesday, April 10, 2018.

To receive member pricing, login to the site before clicking register.  If you need assistance, call the Forum at (202) 507-4488.
            Forum Webinar Series  
This event is closed to the media.
 
Jay C. Herold
Senior Counsel
MFS Investment Management
 
Tom Murphy
Senior VP, Product Management
LPL Financial
 
Christine Ayako Schleppegrell
Senior Associate, Financial Services Group
Dechert LLP
 
$100
Free
W   Apr April Tuesday 10 2018     0.0000 0.0000
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