|5324||The SEC's Views on Payments to Intermediaries—First Eagle||30||Oct||2:00PM||3:00PM||October||Thursday||1||2015||
The SEC has been focusing for some time on payments from fund assets for what it has termed "distribution in guise" – including payments for sub-TA, revenue sharing and shareholder servicing. The First Eagle case is the first brought by the SEC as a result of this focus. Join Perkins Coie partner Molly Moynihan to discuss the settlement and how boards might best respond in exercising oversight of intermediary payments.
This webinar will be aired live from 2:00 to 3:00 Eastern Time on Thursday, October 1, 2015.
To receive member pricing, login to the site before clicking Register. If you need assistance, call the Forum at (202) 507-4488.
Thursday, October 1, 2015
2:00 pm - 3:00 pm (Eastern Time)
|Forum Webinar Series||
This event is closed to the media.
This program is open to all professionals in the fund industry.
WHO SHOULD ATTEND
PRESS / MEDIA