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5275   Evaluating the Evaluators: New Guidance on Pricing from the SEC 30 Apr 2:00PM 3:00PM April Wednesday 15 2015
The SEC’s recent release adopting amendments to money market funds contained new guidance for mutual fund directors regarding their valuation obligations. The release discusses the obligations of directors to provide oversight of pricing services and the circumstances under which fund directors can continue to value short-term debt securities at amortized cost.  This guidance, which is not limited to money market funds, may require funds and their directors to revise some of their current practices.
 
Stuart Coleman and Bob Plaze from Stroock & Stroock & Lavan LLP will discuss the new guidance, the extent to which it may require fund boards to reconsider existing policies and practices, and choices boards and management companies will face in doing so.
 
This webinar will be broadcast live from 2:00 to 3:00 Eastern time on Wednesday, April 15, 2015.
 
To receive member pricing, login to the site before clicking register.  If you need assistance, call the Forum at (202) 507-4488.
            Forum Webinar Series      
Stuart H. Coleman
Partner
Stroock & Stroock & Lavan LLP
 
Stuart Coleman, a partner of Stroock & Stroock & Lavan LLP, has represented investment companies and their Boards, investment advisers and other industry service providers for more than 30 years. He has chaired the Investment Management Regulation Committee of The Association of the Bar of the City of New York. He also served on the ABA's Task Force on Fund Directors Guidebook and its Task Force on Independent Director Counsel.
 
Robert E. Plaze
Partner
Stroock & Stroock & Lavan LLP
 
Robert Plaze is a partner at Stroock. He counsels investment companies, independent directors, as well as investment advisers and other industry service providers on regulatory and compliance matters arising under the federal securities laws. Before joining Stroock in 2013, he was Deputy Director of the Division of Investment Management of the U.S. Securities and Exchange Commission. During his nearly 30 years of service with the Commission, Bob was involved in many key regulatory initiatives affecting investment companies and their independent directors.
$100
Free
W   Apr April Wednesday 15 2015     0.0000 0.0000
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