|5136||Current Issues in Fund Compliance||30||Oct||2:00PM||3:00PM||October||Wednesday||17||2012||
Fund boards play a critical oversight role in fund compliance. In this webinar Kent Knudson and Lori Richards of PwC discussed some current compliance “hot topics” for directors – including board oversight of valuation and fund use of leverage, approaches to compliance testing, accounting and operation of fee waivers, sub-TA fees and marketing expenses.
The event was broadcasted live from 2:00 to 3:00 Eastern time on Wednesday, October 17, 2012.
|Forum Webinar Series||
Director, Asset Management Regulatory Team
Principal, Financial Services Regulatory Practice
WHO SHOULD ATTEND
PRESS / MEDIA