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5136   Current Issues in Fund Compliance 30 Oct 2:00PM 3:00PM October Wednesday 17 2012
Fund boards play a critical oversight role in fund compliance. In this webinar Kent Knudson and Lori Richards of PwC discussed some current compliance “hot topics” for directors – including board oversight of valuation and fund use of leverage, approaches to compliance testing, accounting and operation of fee waivers, sub-TA fees and marketing expenses.
 
The event was broadcasted live from 2:00 to 3:00 Eastern time on Wednesday, October 17, 2012.
            Forum Webinar Series      
Kent Knudson
Director, Asset Management Regulatory Team
PwC
 
Lori Richards
Principal, Financial Services Regulatory Practice
PwC
    W   Oct October Wednesday 17 2012     0.0000 0.0000
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