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MFDF - Mutual Fund Directors Forum - SEC Announces December 16, 2009 Open Meeting

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SEC Announces December 16, 2009 Open Meeting

The SEC has announced that it will hold an open meeting on December 16, 2009 at 10:00AM at it's Washington, DC headquarters located at 100 F Street NE.  At the meeting the Commission will consider adoption of proposed rules on corporate governance and the proposed rules intended to strengthen oversight of the custody arrangements of investment advisers:

Item 1: The Commission will consider whether to adopt amendments to rules and forms under the Securities Act of 1933, the Securities Exchange Act of 1934 and the Investment Company Act of 1940 to enhance the disclosures that registrants are required to make about compensation and other corporate governance matters.

Item 2: The Commission will consider whether to adopt amendments to the investment adviser custody rule (rule 206(4)-2) under the Investment Advisers Act of 1940) and related forms and rules. The amendments would enhance the protections provided advisory clients when they entrust their funds and securities to an investment adviser.


The meeting is open to the public on a first come first served basis, and the proceedings will be webcast via a link on the SEC’s website, www.sec.gov.

The full text of the meeting's Sunshine Act Notice is available at:  http://www.sec.gov/news/openmeetings/2009/ssamtg121609.htm

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