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November 5 Joint SEC-CFTC Meeting on Emerging Issues

The Securities and Exchange Commission and the Commodity Futures Trading Commission have announced that the agencies will hold a public meeting of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues on November 5 from 9AM to noon ET.  At this meeting the Committee will:    

  • Receive a summary and recap from the staffs of the CFTC and SEC on the report issued Sept. 30, 2010.

  • Hear a report from the subcommittee on cross-market linkages.

  • Hear a report from the subcommittee on pre-trade risk management.

  • Discuss potential recommendations and responses.

The meeting is open to the public, and will be held in the Lobby Level Hearing Room at the CFTC’s Washington, DC headquarters located at Three Lafayette Centre, 1155 21st Street, NW.  The meeting will also be webcast via a link on the CFTC's website, www.cftc.gov.  The public may also listen to the meeting via a toll-free teleconference number:    

U.S./Canada Toll-Free: 877-951-7311         

Participant Passcode: 6960577

The full text of the SEC and CFTC's announcement is available at:  http://www.sec.gov/news/press/2010/2010-206.htm