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5144   2014 Policy Conference 30 Apr 12:00AM 12:00AM April Wednesday 2 2014
In 2014, the Forum's Policy Conference featured panel discussions including:
  • What the SEC has Learned from Boards
  • Oversight of Distribution
  • Working with the SEC
  • More Passive and More Alternatives? What the FLows Show
  • Board Oversight of Alternative Funds
  • New Developments in Fixed Income
 
Additionally, breakout sessions covered these topics:
  • Board Culture
  • Preparing for an SEC Exam
  • Your CCO and RIsk Oversight
            Washington, DC      
Ashok Bakhru
Independent Chair
Goldman Sachs Fund
 
Alison Baur
Deputy General Counsel
Franklin Templeton
 
Jameson Baxter
Independent Chair
Putnam Funds
 
John Carney
Congressman, Financial Services Committee
U.S. House of Representatives
 
Norm Champ
Director, Fivision of Investment Management
U.S. Securities and Exchange Commission
 
WIlliam Chapman
Independent Chair
AMG Funds
 
Coleen Dinneen
Executive Vice President and General Counsel
Natixis Global Asset Management - US Distribution
 
Andrew J. Donohue
Deputy General Counsel
Goldman Sachs Asset Management
 
Renee Esfandiary
Assistant Director, National Exam Program
U.S. Securities and Exchange Commission
 
Daniel M. Gallagher
Commissioner
U.S. Securities and Exchange Commission
 
Hubbard Garber
Managing Director
Barrington Partners
 
Robert Helm
Partner
Dechert LLP
 
Jesse Kanach
Partner
Perkins Cole LLP
 
Bruce Karpati
Chief Compliance Officer
Prudential
 
Anthony Kelly
Assistant Director, Asset Management Unit, Division of Enforcement
U.S. Securities and Exchange Commission
 
Michael Kenneally
Independent Trustee
Fidelity Funds
 
Philip Kerstein
Independent Compliance Officer
AllianceBernstein Funds
 
WIlliam McCalpin
Independent Chair
Janus Funds
 
John O'Hanlon
Partner
Dechert LLP
 
Laura Rauman
Principal
Vista360
 
John Rekenthaler
Vice President, Research
Morningstar, Inc
 
Elizabeth Reza
Partner
Ropes & Gray
 
Maryanne Roepke
Chief Compliance Officer
American Century Funds
 
Bruce Rosenblum
Shareholder
Vedder Price
 
Thomas Seip
Independent Chair
Neuberger Berman Funds
 
Peter Strelow
President
PIMCO
 
Sarah ten Siethoff
Senior Special Counsel
U.S. Securities and Exchange Commission
 
Dr. Chris Treadwell
Partner
RHR International LLP
    PC   Apr April Thursday 3 2014     0.0000 0.0000
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