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Forum Comment Letter on the SEC Proposal for Removal of References to Credit Ratings from Rules Governing Money Market Funds

On September 14, 2014, the Forum submitted a comment letter to the SEC regarding re-proposed rule amendments that would remove references to credit ratings from certain rules under Investment Company Act, particularly rule 2a-7, that govern money market funds. 

Forum Comment Letter on Credit Ratings in the Money Market Fund Rule

Forum Comment Letter on SEC Proposed Standards for Diversity Policies and Practices

On December 23, 2013, the Forum filed a comment letter with the SEC concerning the "Proposed Interagency Policy Statement Establishing Joint Standards for Assessing Diversity Policies and Practices of Entities Regulated by the Agencies."

Forum Comment Letter Regarding SEC Proposal to Amend 2a-7

On September 16, 2013, the Forum filed with the SEC a comment letter concerning proposed recommendations regarding money market fund reform options.

Forum Comment Letter on PCAOB Proposed Auditing Standards

On December 11, 2013, the Forum filed a comment letter with the PCAOB discussing the PCAOB’s proposed new auditing standards.  The Forum’s comment letter expresses significant concerns with the proposals as they would apply to Registered Investment Companies.

Forum Comment Letter on Proposed Auditing Standards

Forum Comment Letter to Norm Champ Regarding Valuation Oversight Guidance

On June 3, 2013, the Forum sent to SEC Division Director Norm Champ a letter regarding the Division’s initiative to explore potentially issuing guidance to boards on oversight of valuation. Read the Forum's letter here.

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