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Forum Comment Letter: Proposed Rulemaking Regarding Mutual Fund Distribution Fees

On November 5, 2010, the Forum submitted a comment letter on the SEC's rule proposal, "Proposed Rulemaking Regarding Mutual Fund Distribution Fees; Confirmations, File No. S7-15-10." 

A copy of the Commission's proposing release is available at:  http://sec.gov/rules/proposed/2010/33-9128fr.pdf

Comment Letter

 

Forum Comment Letter on the President's Working Group Report on Money Market Reform

On January 10, 2011, the Forum submitted its comments on the President's Working Group Report on Money Market Reform (IC-29497).

Comment Letter IC-29497 (PWG Money Market Reform)

Forum Comment Letter on the SEC Proposal for Removal of References to Credit Ratings from Rules Governing Money Market Funds

On September 14, 2014, the Forum submitted a comment letter to the SEC regarding re-proposed rule amendments that would remove references to credit ratings from certain rules under Investment Company Act, particularly rule 2a-7, that govern money market funds. 

Forum Comment Letter on Credit Ratings in the Money Market Fund Rule

Forum Comment Letter on FSOC Regarding Asset Management Products and Activities

On March 25, 2015, the Forum submitted a comment letter in response to the FSOC request for comments on asset management products and activities. A copy of the Forum's letter can be found here

Forum Comment Letter on SEC Proposed Standards for Diversity Policies and Practices

On December 23, 2013, the Forum filed a comment letter with the SEC concerning the "Proposed Interagency Policy Statement Establishing Joint Standards for Assessing Diversity Policies and Practices of Entities Regulated by the Agencies."

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