Security - Check Permissions

MFDF - Mutual Fund Directors Forum - Article Detail - Newsroom

Member Login



Request an account

Sample Banner 1

Forum Comment Letter on the SEC Audit Committee Disclosures Concept Release

On September 8, 2015, the Forum submitted a comment letter to the SEC regarding a recent concept release related to possible revisions to audit committee disclosures. 

Forum Comment Letter on Disclosure Concept Release

Forum Comment Letter on the SEC Proposal for Investment Company Reporting Modernization

On August 11, 2015, the Forum submitted a comment letter to the SEC regarding proposed amendments to certain reporting requirements for investment companies and investment advisers in order to “modernize and enhance the reporting and disclosure of information.”

Forum Comment Letter on Investment Company Reporting Modernization

Forum Comment Letter on CFTC Proposal on Commodity Pool Operators

On April 12, 2011, the Forum filed its comment letter on the proposed rulemaking by the Commodity Futures Trading Commission concerning the reinstatement and expansion of commodity pool operator ("CPO") registration and reporting requirements for registered investment companies and private investment companies. (RIN Number 3038-AD30).

Forum Comment Letter to CFTC on CPO Exemption

Forum Comment Letter to the DOL on Target Date Funds

On Friday, January 14, 2011, the Forum filed its comment letter on the Department of Labor's proposed rulemaking regarding target date fund disclosures to retirement plan participants (Proposed Rulemaking: Target Date Disclosure, Rel. No. 10-1658-NAT (November 16, 2010) [75 FR 73987 (November 30, 2010)]).

Forum Comment Letter to the DOL on Target Date Funds

Forum Comment Letter on References to Credit Rating Agencies

On April 25, 2011, the Mutual Fund Directors Forums submitted its comments on the SEC's proposal, "References to Credit Ratings in Certain Investment Company Act Rules and Forms," File No. S7-07-11."

Forum Comment Letter on References to NRSROs in 2a-7

Page 2 of 4