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Forum Comment Letter on the PCAOB Audit Quality Indicators Concept Release

On September 29, 2015, the Forum submitted a comment letter in response to the PCAOB’s “Concept Release on Audit Quality Indicators.” The Forum’s letter acknowledges the importance of audit integrity, but finds that disclosure regarding the measures of audit quality put forth by the PCAOB would be of little use to shareholders of registered investment companies.

Forum Comment Letter on the SEC Audit Committee Disclosures Concept Release

On September 8, 2015, the Forum submitted a comment letter to the SEC regarding a recent concept release related to possible revisions to audit committee disclosures. 

Forum Comment Letter on Disclosure Concept Release

Forum Comment Letter to the DOL on Target Date Funds

On Friday, January 14, 2011, the Forum filed its comment letter on the Department of Labor's proposed rulemaking regarding target date fund disclosures to retirement plan participants (Proposed Rulemaking: Target Date Disclosure, Rel. No. 10-1658-NAT (November 16, 2010) [75 FR 73987 (November 30, 2010)]).

Forum Comment Letter to the DOL on Target Date Funds

Forum Comment Letter on the SEC Proposal for Investment Company Reporting Modernization

On August 11, 2015, the Forum submitted a comment letter to the SEC regarding proposed amendments to certain reporting requirements for investment companies and investment advisers in order to “modernize and enhance the reporting and disclosure of information.”

Forum Comment Letter on Investment Company Reporting Modernization

Forum Comment Letter on CFTC Proposal on Commodity Pool Operators

On April 12, 2011, the Forum filed its comment letter on the proposed rulemaking by the Commodity Futures Trading Commission concerning the reinstatement and expansion of commodity pool operator ("CPO") registration and reporting requirements for registered investment companies and private investment companies. (RIN Number 3038-AD30).

Forum Comment Letter to CFTC on CPO Exemption

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