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MFDF - Mutual Fund Directors Forum - Forum Comment Letter on SEC Derivatives Proposal

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Forum Comment Letter on SEC Derivatives Proposal

On March 28, 2016, the Forum submitted a comment letter in response to the SEC’s derivatives proposal. The Forum’s letter recognizes “the value of adding certainty and consistency to the treatment of fund investments in derivatives under the Investment Company Act.”  While the Forum’s letter also acknowledges that boards have a role in overseeing a fund’s use of derivatives, it questions the approach taken in the proposal.